We have previously established that [Formula: see text]-comprehension is equivalent to the statement that every dilator has a well-founded Bachmann–Howard fixed point, over [Formula: see text]. In this paper, we show that the base theory can be lowered to [Formula: see text]. We also show that the minimal Bachmann–Howard fixed point of a dilator [Formula: see text] can be represented by a notation system [Formula: see text], which is computable relative to [Formula: see text]. The statement that [Formula: see text] (...) is well founded for any dilator [Formula: see text] will still be equivalent to [Formula: see text]-comprehension. Thus, the latter is split into the computable transformation [Formula: see text] and a statement about the preservation of well-foundedness, over a system of computable mathematics. (shrink)

In previous work, the author has shown that $\Pi ^1_1$ -induction along $\mathbb N$ is equivalent to a suitable formalization of the statement that every normal function on the ordinals has a fixed point. More precisely, this was proved for a representation of normal functions in terms of Girard’s dilators, which are particularly uniform transformations of well orders. The present paper works on the next type level and considers uniform transformations of dilators, which are called 2-ptykes. We show that $\Pi (...) ^1_2$ -induction along $\mathbb N$ is equivalent to the existence of fixed points for all 2-ptykes that satisfy a certain normality condition. Beyond this specific result, the paper paves the way for the analysis of further $\Pi ^1_4$ -statements in terms of well ordering principles. (shrink)

Michael Rathjen and the present author have shown that ‐bar induction is equivalent to (a suitable formalization of) the statement that every normal function has a derivative, provably in. In this note we show that the base theory can be weakened to. Our argument makes crucial use of a normal function f with and. We shall also exhibit a normal function g with and.

Let Con↾x denote the finite consistency statement “there are no proofs of contradiction in T with ≤x symbols.” For a large class of natural theories T, Pudlák has shown that the lengths of the shortest proofs of Con↾n in the theory T itself are bounded by a polynomial in n. At the same time he conjectures that T does not have polynomial proofs of the finite consistency statements Con)↾n. In contrast, we show that Peano arithmetic has polynomial proofs of Con)↾n, (...) where Con∗ is the slow consistency statement for Peano arithmetic, introduced by S.-D. Friedman, Rathjen, and Weiermann. We also obtain a new proof of the result that the usual consistency statement Con is equivalent to ε0 iterations of slow consistency. Our argument is proof-theoretic, whereas previous investigations of slow consistency relied on nonstandard models of arithmetic. (shrink)

In the context of reverse mathematics, effective transfinite recursion refers to a principle that allows us to construct sequences of sets by recursion along arbitrary well orders, provided that each set is ‐definable relative to the previous stages of the recursion. It is known that this principle is provable in. In the present note, we argue that a common formulation of effective transfinite recursion is too restrictive. We then propose a more liberal formulation, which appears very natural and is still (...) provable in. (shrink)

In a recent paper by M. Rathjen and the present author it has been shown that the statement “every normal function has a derivative” is equivalent to $\Pi ^1_1$ -bar induction. The equivalence was proved over $\mathbf {ACA_0}$, for a suitable representation of normal functions in terms of dilators. In the present paper, we show that the statement “every normal function has at least one fixed point” is equivalent to $\Pi ^1_1$ -induction along the natural numbers.

We show that arithmetical transfinite recursion is equivalent to a suitable formalization of the following: For every ordinal \alpha there exists an ordinal /beta such that 1 + \beta \cdot (\beta + \alpha) admits an almost order preserving collapse into \beta. Arithmetical comprehension is equivalent to a statement of the same form, with \beta \cdot \alpha at the place of \beta \cdot (\beta + \alpha). We will also characterise the principles that any set is contained in a countable coded ω-model (...) of arithmetical transfinite recursion and arithmetical comprehension, respectively. (shrink)

We present a new manifestation of Gödel’s second incompleteness theorem and discuss its foundational significance, in particular with respect to Hilbert’s program. Specifically, we consider a proper extension of Peano arithmetic ( $\mathbf {PA}$ ) by a mathematically meaningful axiom scheme that consists of $\Sigma ^0_2$ -sentences. These sentences assert that each computably enumerable ( $\Sigma ^0_1$ -definable without parameters) property of finite binary trees has a finite basis. Since this fact entails the existence of polynomial time algorithms, it is (...) relevant for computer science. On a technical level, our axiom scheme is a variant of an independence result due to Harvey Friedman. At the same time, the meta-mathematical properties of our axiom scheme distinguish it from most known independence results: Due to its logical complexity, our axiom scheme does not add computational strength. The only known method to establish its independence relies on Gödel’s second incompleteness theorem. In contrast, Gödel’s theorem is not needed for typical examples of $\Pi ^0_2$ -independence (such as the Paris–Harrington principle), since computational strength provides an extensional invariant on the level of $\Pi ^0_2$ -sentences. (shrink)

Schmerl and Beklemishev’s work on iterated reflection achieves two aims: it introduces the important notion of \-ordinal, characterizing the \-theorems of a theory in terms of transfinite iterations of consistency; and it provides an innovative calculus to compute the \-ordinals for a range of theories. The present note demonstrates that these achievements are independent: we read off \-ordinals from a Schütte-style ordinal analysis via infinite proofs, in a direct and transparent way.

It is generally accepted that H. Friedman’s gap condition is closely related to iterated collapsing functions from ordinal analysis. But what precisely is the connection? We offer the following answer: In a previous paper we have shown that the gap condition arises from an iterative construction on transformations of partial orders. Here we show that the parallel construction for linear orders yields familiar collapsing functions. The iteration step in the linear case is an instance of a general construction that we (...) call ‘Bachmann–Howard derivative’. In the present paper, we focus on the unary case, i.e., on the gap condition for sequences rather than trees and, correspondingly, on addition-free ordinal notation systems. This is partly for convenience, but it also allows us to clarify a phenomenon that is specific to the unary setting: As shown by van der Meeren, Rathjen and Weiermann, the gap condition on sequences admits two linearizations with rather different properties. We will see that these correspond to different recursive constructions of sequences. (shrink)

The notion of countable well order admits an alternative definition in terms of embeddings between initial segments. We use the framework of reverse mathematics to investigate the logical strength of this definition and its connection with Fraïssé’s conjecture, which has been proved by Laver. We also fill a small gap in Shore’s proof that Fraïssé’s conjecture implies arithmetic transfinite recursion over $\mathbf {RCA}_0$, by giving a new proof of $\Sigma ^0_2$ -induction.